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Market Regulation

Dodd Frank Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act (DFA), signed into U.S. law in July 2010, is intended to promote financial stability, transparency and market integrity within the financial system.

Title VII of this reform mandates regulation of the over-the-counter swaps market, which was perceived to have contributed to the financial crisis.

In this regard, certain standardized swaps are required to be traded on regulated exchanges or swap execution facilities and cleared at derivatives clearing organizations. Swaps regulated under DFA are also subject to reporting requirements, including real-time reporting. Real-time reporting information is publicly available and provides price transparency in the swap markets.

Societe Generale is regulated by the Commodity Futures Trading Commission (“CFTC”) and will be regulated by the Securities Exchange Commission (“SEC”), in relation to DFA Title VII.

Societe Generale Paris was registered as Swap Dealer with the CFTC on 31st of December 2012 and expects to register with the SEC as a Security-Based Swap Dealer.

Terms of Business for Swap Transactions
Set forth certain important additional terms of business that apply to our swap trading relationships with our U.S....
SWAP
Set forth certain important additional terms of business that apply to our swap trading relationships with our U.S. Person clients. Please contact either your primary SG relationship contact or send an email to Us-Legal-DFCompliance@sgcib.com and we will be happy to assist with any queries you may have.
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General and Product-specific Disclosures
Prior to entering into a swap with SG, we require that you read certain industry-standard disclosure documents prepared...
ISDA
Prior to entering into a swap with SG, we require that you read certain industry-standard disclosure documents prepared by the International Swaps and Derivatives Association, Inc. ("ISDA").
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Material Terms and Characteristics Disclosures
With respect to the material terms and characteristics of any swap to be entered into between us, you should refer to...
Material Terms
With respect to the material terms and characteristics of any swap to be entered into between us, you should refer to the applicable transaction-level and relationship-level documentation including, without limitation, any termsheet, confirmation (including any confirmation relating to a previously-executed swap), pre-confirmation, master agreement, master...
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Mid-Market Marks
Daily (Post-trade) Mid-Market Marks and Pre-trade Mid Market Marks
Disclosure to clients regarding Foreign Exchange (“FX”) Sales & Traders Practices
The purpose of this General Disclosure Statement is to clarify the nature of the trading relationship between you and...
Foreign exchange
The purpose of this General Disclosure Statement is to clarify the nature of the trading relationship between you and the Corporate & Investment Bank at Societe Generale (“SG”) and to disclose relevant practices of SG when acting as a dealer, on a principal basis, in the wholesale FX markets.
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Miscellaneous
Societe Generale SA is one of the member banks of The London Gold Market Fixing Limited (London Gold Fix).
Societe Generale
Societe Generale SA is one of the member banks of The London Gold Market Fixing Limited (London Gold Fix).
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