Franck VALETTE (fvalette022312)
NELLY PEREIRA (A219452)
2018-04-25T14:14:53Z
2018-04-27T07:57:44Z
16.00
11955
19200
0
0
False
False
Table 1 : Top five brokers for retail clients |
Class of Instrument |
(a) Equities – Shares & Depositary Receipts
(i) Tick size liquidity bands 5 and 6 (from 2000 trades per day) |
|
Notification if <1 average trade per business day in the previous year |
N |
Top five execution brokers ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
SOCIETE DE BOURSE GILBERT DUPONT - 969500UEQ3U3P21QNJ13 |
0.50877024144899763 |
0.48142437667245708 |
N/A |
N/A |
N/A |
SG OPTION EUROPE - 969500FDN8G43HMHZM83 |
0.44280959956122412 |
0.48925687227824205 |
N/A |
N/A |
N/A |
DEUTSCHE BANK AG - 7LTWFZYICNSX8D621K86 |
3.788225143302397E-2 |
2.1719243064335422E-2 |
N/A |
N/A |
N/A |
KBC SECURITIES N.V. - 2138005SP78ELT822P61 |
1.050308585821475E-2 |
7.5618188110093505E-3 |
N/A |
N/A |
N/A |
ODDO ET CIE - 9695002I9DJHZ3449O66 |
3.4821698539536183E-5 |
3.7689173956095538E-5 |
N/A |
N/A |
N/A |
|
|
|
|
|
|
|
|
|
|
9
600
600
85
3
13
2
False
False
Table 2 : Top five brokers for retail clients |
Class of Instrument |
(a) Equities – Shares & Depositary Receipts
(ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day) |
|
Notification if <1 average trade per business day in the previous year |
N |
Top five brokers ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
SOCIETE DE BOURSE GILBERT DUPONT - 969500UEQ3U3P21QNJ13 |
0.81581309946901526 |
0.76432450745870251 |
N/A |
N/A |
N/A |
SG OPTION EUROPE - 969500FDN8G43HMHZM83 |
0.1311050265944953 |
0.21178505795509378 |
N/A |
N/A |
N/A |
KBC SECURITIES N.V. - 2138005SP78ELT822P61 |
3.1560908693699131E-2 |
1.0071558370892067E-2 |
N/A |
N/A |
N/A |
DEUTSCHE BANK AG - 7LTWFZYICNSX8D621K86 |
1.6385819625659496E-2 |
7.6948348613492396E-3 |
N/A |
N/A |
N/A |
|
ODDO ET CIE - 9695002I9DJHZ3449O66 |
5.1351456171309338E-3 |
6.1240413539624039E-3 |
N/A |
N/A |
N/A |
|
|
|
|
|
|
|
|
|
|
|
9
600
600
85
3
R1C1:R1C6
False
False
Table 3 : Top five brokers for retail clients |
Class of Instrument |
(a) Equities – Shares & Depositary Receipts
(iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day) |
|
Notification if <1 average trade per business day in the previous year |
N |
Top five brokers ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
SOCIETE DE BOURSE GILBERT DUPONT - 969500UEQ3U3P21QNJ13 |
0.38759986598253809 |
0.64403696427272061 |
N/A |
N/A |
N/A |
KBC SECURITIES N.V. - 2138005SP78ELT822P61 |
0.27782118971799563 |
0.13672415047660627 |
N/A |
N/A |
N/A |
DEUTSCHE BANK AG - 7LTWFZYICNSX8D621K86 |
0.26779534805534977 |
0.10372553299861748 |
N/A |
N/A |
N/A |
SG OPTION EUROPE - 969500FDN8G43HMHZM83 |
3.7330507731635924E-2 |
6.2468165611584081E-2 |
N/A |
N/A |
N/A |
ODDO ET CIE - 9695002I9DJHZ3449O66 |
2.9212617842723148E-2 |
5.286327584952339E-2 |
N/A |
N/A |
N/A |
|
|
|
|
|
|
|
|
|
|
9
600
600
85
3
R1C1:R1C6
False
False
Table 4 : Top five brokers for professional clients |
Class of Instrument |
(a) Equities – Shares & Depositary Receipts
(i) Tick size liquidity bands 5 and 6 (from 2000 trades per day) |
|
Notification if <1 average trade per business day in the previous year |
N |
Top five execution brokers ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
GOODBODY STOCKBROKERS - 635400IL71G3SXS7OE16 |
0.40001494097232587 |
6.5170166545981175E-3 |
N/A |
N/A |
N/A |
INVESTEC LIMITED - 549300RH5FFHO48FXT69 |
0.28069786490915416 |
0.77219406227371468 |
N/A |
N/A |
N/A |
BANQUE LOMBARD ODIER & CIE SA - 4BY1ZWG5DYMF1HP5KL86 |
0.13140640243938262 |
5.7929036929761039E-4 |
N/A |
N/A |
N/A |
J & E DAVY - 63540061DPCBNMCGRY22 |
6.4702064132957454E-2 |
4.3446777697320784E-4 |
N/A |
N/A |
N/A |
MACQUARIE CAPITAL EUROPE LIMITED - 549300GX4FPMFF91RJ37 |
6.1582548559909148E-2 |
0.20608254887762492 |
N/A |
N/A |
N/A |
|
|
|
|
|
|
9
600
600
85
3
R1C1:R1C6
False
False
Table 5 : Top five brokers for professional clients |
Class of Instrument |
(a) Equities – Shares & Depositary Receipts
(ii) Tick size liquidity bands 3 and 4 (from 80 to 1999 trades per day) |
|
Notification if <1 average trade per business day in the previous year |
N |
Top five brokers ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
WOOD & COMPANY FINANCIAL SERVICES A.S. - 549300UYJKOXE3HB8L79 |
0.51853921588426233 |
0.69081507639089079 |
N/A |
N/A |
N/A |
GOODBODY STOCKBROKERS - 635400IL71G3SXS7OE16 |
0.14008133545119464 |
2.8286249639665612E-3 |
N/A |
N/A |
N/A |
PATRIA FINANCE A.S. - 31570010000000009213 |
0.10895606442569096 |
0.12674762179302393 |
N/A |
N/A |
N/A |
RAIFFEISEN CENTROBANK AG - 529900M2F7D5795H1A49 |
6.8655087201198381E-2 |
8.0913087345056214E-2 |
N/A |
N/A |
N/A |
BANQUE LOMBARD ODIER & CIE SA - 4BY1ZWG5DYMF1HP5KL86 |
5.9986928821837586E-2 |
3.4231767079850102E-4 |
N/A |
N/A |
N/A |
|
|
|
|
|
|
9
600
600
85
3
R1C1:R1C6
False
False
Table 6 : Top five brokers for professional clients |
Class of Instrument |
(a) Equities – Shares & Depositary Receipts
(iii) Tick size liquidity band 1 and 2 (from 0 to 79 trades per day) |
|
Notification if <1 average trade per business day in the previous year |
N |
Top five brokers ranked in terms of trading volumes (descending order) |
Proportion of volume traded as a percentage of total in that class |
Proportion of orders executed as percentage of total in that class |
Percentage of passive orders |
Percentage of aggressive orders |
Percentage of directed orders |
INVESTEC LIMITED - 549300RH5FFHO48FXT69 |
0.4327578388737115 |
0.56412266543693801 |
N/A |
N/A |
N/A |
AK YATIRIM MENKUL DEGERLER A.S. - 789000ZSYXQD4Y7YRG72 |
0.19240172699407918 |
0.11484128814080394 |
N/A |
N/A |
N/A |
MACQUARIE CAPITAL EUROPE LIMITED - 549300GX4FPMFF91RJ37 |
0.117677419239668 |
0.16556144800553377 |
N/A |
N/A |
N/A |
ISRAEL BROKERAGE & INVESTEMENTS I.B.I LIMITED - 549300WMD1RYUSGEUG82 |
9.0840273633546451E-2 |
4.9794789024671431E-2 |
N/A |
N/A |
N/A |
OYAK YATIRIM MENKUL DEGERLER A.S. - 7890006E6AYACJD3KM63 |
6.3672274786940028E-2 |
3.6648989316731995E-2 |
N/A |
N/A |
N/A |
|
|
|
|
|
|
9
600
600
85
3
R1C1:R1C6
False
False